PIC/S Interpretation of Annex 1 – Clarifying or Confusing? Pt 2

Following on from my previous blog entry, this article looks at a second significant issue with the PIC/S Recommendation (PI-032) which interprets the changes to Annex 1 of the PIC/S GMP Guide.

The second, less critical issue I have relates to section 120 on capping environments. The Annex states that capping can be performed as either an aseptic process, or as a clean process outside the aseptic core. However, if uncapped vials are to be removed from the aseptic core, the Annex specifies that a “Grade A air supply” must be maintained until the vials are capped. The definition of Grade A air supply has been helpfully clarified in the revision of PI 032.

While this requirement no doubt creates a significant cost impost for new facilities and where the requirement is currently not met, the reasons for it are understandable. There are, however, two areas for concern:

  1. The requirement for Grade A air supply has presumably come about because uncapped vials are considered non-integral, and therefore potentially at risk of being contaminated. Grade A air supply rather than “Grade A conditions” have been specified, perhaps because of the difficulty and expense in installing, maintaining and qualifying such systems couldn’t be justified in light of the risk. Even so, a risk has been identified and measures provided to mitigate that risk.

With this is mind, why would the interpretation advocate the use of unsterilized caps on these non-integral vials? Yes, it’s understood that the process at this stage is not aseptic, but after having deemed the risk high enough to mandate that manufacturers spend many thousands of dollars on maximising air quality, why is PI 032 prepared to expose these same ‘non-integral’ vials to potential contamination from unsterilized caps?

  1. Another area of confusion is related more to the Annex than the interpretation. section 34 states that partially stoppered vials may be transferred to a freeze dryer either under GradeA conditions, or in sealed transfer trays in a Grade B environment. section116 covers the same topic, but omits the sealed transfer trays. section 120, on the transfer of fully stoppered vials to a capping station also does not provide scope for transfer in sealed trays.

If these sections are taken at their word, the Annex allows the transfer of partially stoppered vials in sealed transfer trays, but does not allow the same for fully stoppered vials. Logically, this doesn’t make sense. (The section 34/116 inconsistency is discussed further in part 3)

To sum up, I would expect that caps on aseptically filled vials would be sterilised before introduction into the capping process, regardless of whether the process is truly aseptic, or simply ‘clean’. The impost of sending a bag through the autoclave is surely next to nothing compared with that of complying with the environmental requirements of the Annex, but maintains a consistent approach to protection of ‘non-integral’ vials.

Similarly, despite the retention of section 34, it seems clear that the intention of the guide is to move manufacturers away from sealed containers and I would recommend against their use. It would surprise to see section 34 modified or removed from future revisions.

The final part of this article will discuss some minor issues in the interpretation.

1 comment January 18th, 2010


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